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Compliance Manager - Financial Planning

Key Job Features

Job Type: Permanent
Reference: TS/525
Location: South West
Salary: £52k - £62k
Other: + Bonus + Benefits


We are working with a reputable, multi office financial planning firm in the South West, that is supported by a private equity backed national IFA business.

Our client is seeking a technically competent and energetic Compliance Manager to join a highly successful team. The role will involve working alongside the Financial Planners, Directors and support teams to provide guidance whilst assisting in the responsibility of overseeing the firm’s compliance and reporting to the FCA supported by the Compliance Oversight Officer.

This position provides an opportunity to work as part of an expanding business with scope for significant career progression.

You will have experience in an IFA / Wealth Management practice, be a minimum of Level 4 qualified and be open and willing to embrace change as the business grows.

If you are an experienced and dynamic Compliance Manager, with a track record of undertaking all activities necessary to ensure compliance with FCA rules and best practice within a financial planning firm, and are interested in finding out more, please email your CV to  or call Tim Terrell (01761 252 538) for an initial discussion.

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